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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Juengling is a financial advisor with over 40 years of experience in the financial services industry. James Michael Juengling is currently registered with Independent Financial Group, LLC and has been with the firm since 2010. Prior to joining Independent Financial Group, LLC, James Michael Juengling worked for several other financial institutions including LPL FINANCIAL CORPORATION, WATERSTONE FINANCIAL GROUP, INC., PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES CORPORATION, CONNECTICUT MUTUAL FINANCIAL SERVICES, INC., ST. PAUL INVESTORS, INC. and NEW YORK LIFE VARIABLE CONTRACTS CORPORATION. James Michael Juengling is a Chartered Financial Consultant. James Michael Juengling is licensed to provide financial advice in several states. James Michael Juengling specializes in providing financial advice to individuals, businesses, and institutions. James Michael Juengling offers a wide range of financial services, including financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/15/2010 - Present
Independent Financial Group, LLC (DUNDEE IL)
IL
09/08/2009 - 07/19/2010
LPL FINANCIAL CORPORATION (WEST DUNDEE IL)
IL
04/16/2004 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (WEST DUNDEE IL)
NY
05/03/1999 - 01/26/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/30/1986 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
05/28/1982 - 07/02/1986
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
09/26/1980 - 11/17/1982
ST. PAUL INVESTORS, INC.
NA
09/22/1975 - 11/27/1979
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
IA
Issued 09/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/11/2011
Series 72 - Government Securities Representative Examination
BC
Issued 09/17/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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