Unclaimed
James Michael Johnson is a financial advisor with Raymond James Financial Services, Inc. in McKinney, Texas. James has been in the financial services industry since October 26, 2018 and holds the Series 6 and Series 63 licenses as well as the SIE exam. James has been registered with the state of Texas since August 18, 2023. Previously, James was with PFS INVESTMENTS INC. in Allen, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/18/2023 - Present
Raymond James Financial Services, Inc. (MCKINNEY TX)
TX
07/25/2018 - 05/15/2023
PFS INVESTMENTS INC. (ALLEN TX)
BC
Issued 10/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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