Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Jiao is a financial professional with over 28 years of experience in the investment industry. James has worked for a number of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bolton Global Capital, and UCAPAMERICAS. James is currently a Senior Vice President at Insigneo Advisory Services, LLC, a firm that provides investment advisory services to individuals, businesses, and pooled investment vehicles. James holds several licenses and certifications, including Series 3, 7, 9, 10, 24, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consolidation of financial reports and consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Rebates/trailer fees
1
2
CA
01/18/2023 - Present
Insigneo Advisory Services, LLC (El Cajon CA)
CA
10/29/2019 - 12/31/2022
UCAPAMERICAS (El Cajon CA)
CA
12/07/2015 - 11/01/2017
BOLTON GLOBAL CAPITAL (San Diego CA)
MA
12/08/2015 - 12/16/2015
BOLTON SECURITIES CORPORATION (BOLTON MA)
CA
07/07/1997 - 04/27/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
NY
10/11/1994 - 07/11/1997
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
IA
Issued 01/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/17/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/1995
Series 24 - General Securities Principal Examination
BC
Issued 11/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1999
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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