Unclaimed
James Michael Jerabek is a financial professional with over 20 years of experience in the industry. James is currently registered with TP Icap Global Markets Americas LLC. Previous employers include Tullett Prebon Financial Services LLC, Rafferty Capital Markets, LLC, Credit Suisse Securities (USA) LLC, Tullett Liberty Securities Inc. and M & J Securities, Inc. James holds the Series 63, 24, SIE, and 7 licenses. James has a long history in the financial services industry. James is licensed in Illinois, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
IL
02/19/2010 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (CHICAGO IL)
NY
07/08/2008 - 02/18/2010
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/21/2005 - 07/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/02/2003 - 06/28/2005
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
06/18/2001 - 01/24/2002
M & J SECURITIES, INC. (NEW YORK NY)
BC
Issued 02/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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