Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Hughes is a financial advisor with Innovation Partners LLC. James has been in the financial services industry since 1980. James holds the Series 1, Series 6, Series 22, Series 63 and SIE licenses. James has been registered with the state of Pennsylvania since 2020. Prior to joining Innovation Partners LLC, James worked for Mercap Securities, LLC and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
10/30/2020 - Present
Innovation Partners LLC (CHARLOTTE NC)
GA
07/29/2020 - 11/02/2020
MERCAP SECURITIES, LLC (ATLANTA GA)
PA
05/23/2012 - 12/31/2018
MERCAP SECURITIES, LLC (BERWYN PA)
PA
10/20/1980 - 04/26/2012
AXA ADVISORS, LLC (SPRINGFIELD PA)
NY
03/01/1979 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/12/1979
Series 1 - Registered Representative Examination
Active
Inactive
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