Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Hughes is a financial advisor currently employed by Stonex Financial Inc. located in Birmingham, Alabama. James holds a Series 7, Series 24, Series 27, Series 66, Series 99TO, and SIE licenses and is registered with FINRA. James previously worked at STERNE, AGEE & LEACH, INC. in Birmingham, Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
07/03/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
06/01/2004 - 07/03/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
BOTH
Issued 09/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 08/18/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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