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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Holway is a financial advisor with over 27 years of experience in the industry. James is currently registered with LPL Financial LLC in Massachusetts and Maine. James has held previous positions with firms such as BANC of AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., INFINEX INVESTMENTS, INC., CITIZENS FINANCIAL SERVICES INC., SIGNATOR INVESTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, and MONY SECURITIES CORP. James has a broad range of experience serving individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
12/16/2005 - Present
LPL Financial LLC (WOBURN MA)
MA
10/20/2004 - 12/05/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/07/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CT
04/02/2001 - 12/21/2001
INFINEX INVESTMENTS, INC. (MERIDEN CT)
RI
01/12/2000 - 04/05/2001
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
MA
01/30/1996 - 01/20/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/30/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
10/26/1994 - 12/13/1995
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 08/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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