Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Hines is a financial advisor with over 17 years of experience in the financial services industry. James has a strong track record of providing personalized financial advice to a wide range of clients, including individuals, families, and businesses. James is currently registered with Prospera Financial Services, Inc. and is also licensed to conduct business in 13 states. James holds the Series 6, 7, 63, and 65 securities licenses as well as the SIE and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
07/01/2011 - Present
Prospera Financial Services, Inc. (DALLAS TX)
TX
05/02/2009 - 07/06/2011
CHASE INVESTMENT SERVICES CORP. (BEDFORD TX)
TX
11/02/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (NORTH RICHLAND HILLS TX)
IA
Issued 10/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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