Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Hay is a financial advisor with Fidelity Personal and Workplace Advisors. James has over 10 years of experience in the financial services industry. James has a Series 7, Series 63, and Series 66 license, as well as the SIE exam. James is registered to offer investment advisory services in 52 states and the District of Columbia. James also specializes in financial planning and portfolio management. James's prior work experience includes MBSC Securities Corporation, Newbridge Securities Corporation, and Pointe Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NY
10/29/2008 - 08/08/2012
MBSC SECURITIES CORPORATION (UNIONDALE NY)
NY
07/26/2007 - 09/08/2008
NEWBRIDGE SECURITIES CORPORATION (WOODBURY NY)
NY
03/26/2007 - 07/25/2007
POINTE CAPITAL, INC. (BETHPAGE NY)
BOTH
Issued 10/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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