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James Michael Harster

Lasalle ST Securities, LLC

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About James Michael Harster

James Harster is a financial professional with over 29 years of experience in the industry. James is currently registered with Lasalle St Securities, LLC and is Series 7, 24, 62, and 63 licensed. James has previously worked with EISNER SECURITIES, INC. and CORNA SECURITIES, INC.. James is licensed in 20 states, including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, North Carolina, Ohio, Pennsylvania, Rhode Island, and Virginia.

Firm Information

James Harster is currently registered with Lasalle ST Securities, LLC. Lasalle ST Securities, LLC is a Limited Liability Company formed in April 1999. The firm is registered in all 50 states and the District of Columbia. They have also received approval for a SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Harster’s Registration & Firm History

OH

10/01/2001 - Present

Lasalle ST Securities, LLC (COLUMBUS OH)

MO

05/21/1997 - 10/01/2001

EISNER SECURITIES, INC. (ST. LOUIS MO)

OH

02/22/1994 - 05/27/1997

CORNA SECURITIES, INC. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 10/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/1994

Series 7 - General Securities Representative Examination

BC

Issued 02/18/1994

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Michael Harster. Review regulatory record here.
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