Unclaimed
James Harster is a financial professional with over 29 years of experience in the industry. James is currently registered with Lasalle St Securities, LLC and is Series 7, 24, 62, and 63 licensed. James has previously worked with EISNER SECURITIES, INC. and CORNA SECURITIES, INC.. James is licensed in 20 states, including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, North Carolina, Ohio, Pennsylvania, Rhode Island, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/01/2001 - Present
Lasalle ST Securities, LLC (COLUMBUS OH)
MO
05/21/1997 - 10/01/2001
EISNER SECURITIES, INC. (ST. LOUIS MO)
OH
02/22/1994 - 05/27/1997
CORNA SECURITIES, INC. (COLUMBUS OH)
BC
Issued 10/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1994
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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