Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Griffey is a securities professional with over 2 years of experience in the industry. James is currently registered with Fidelity Brokerage Services LLC. James previously worked at T. Rowe Price Investment Services, Inc. in Owings Mills, MD. James holds the Series 7, Series 63, and Series 6 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/06/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MD
10/01/2019 - 07/19/2021
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 10/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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