Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Goehl is a financial advisor with Benjamin F. Edwards & Company, Inc. James has over 38 years of experience in the financial services industry. James earned the Series 3, 6, 7, and 63 securities licenses, and the SIE exam. James is also registered to provide investment advisory services in Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Massachusetts, Minnesota, Missouri, North Carolina, Ohio, South Carolina, Texas, and Wisconsin. Previously, James worked at WELLS FARGO ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC. James is a Registered Representative (RR) and Investment Advisor Representative (IAR)
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
05/25/2018 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
IL
01/01/2008 - 05/30/2018
WELLS FARGO CLEARING SERVICES, LLC (WOODSTOCK IL)
IL
11/05/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WOODSTOCK IL)
NA
09/04/1985 - 12/18/1986
PRUCO SECURITIES CORPORATION
BC
Issued 01/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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