Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gasparotto is a financial advisor with over 35 years of experience in the industry. James is currently registered with Osaic Wealth, Inc. James has been a registered representative since 1986 and has held several positions with various firms including CIGNA Financial Advisors, Inc. James is a highly experienced and knowledgeable professional with a strong track record of success. James has a variety of certifications and licenses including Series 7, 22, 24, 62, 63 and 65. In addition to his current role, James also offers insurance services, and is an occasional financial speaker and teacher.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
01/24/2025 - Present
Osaic Wealth, Inc. (SOUTHFIELD MI)
PA
02/11/1986 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 06/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1995
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/12/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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