Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Gardiner is a financial advisor with over 15 years of experience in the industry. James is currently registered with National Financial Services LLC and is based in Westlake, Texas. James has held previous roles with Fidelity Brokerage Services LLC and Fidelity Distributors Corporation. James has passed the Series 63, Series 24, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/17/2015 - Present
National Financial Services LLC (WESTLAKE TX)
NH
01/14/2009 - 12/07/2009
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
10/04/2007 - 06/04/2008
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
06/19/1996 - 11/02/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
05/23/2000 - 10/31/2001
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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