Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Galati is a registered investment advisor representative with Vanguard Advisers, Inc. James has been in the financial industry for 2 years and is registered in North Carolina and Texas. He is also registered with FINRA. James holds the Series 66, Series 7TO, and SIE licenses. He specializes in working with individuals, high-net-worth individuals, and pooled investment vehicles. He also provides financial planning, selection of other advisors, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/21/2022 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
BOTH
Issued 04/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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