Unclaimed
James Michael Gabarra is an Investment Advisor Representative at PFS Investments Inc. James is licensed to conduct business in Colorado, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, South Carolina, and Virginia. James is registered with FINRA as a Series 63, Series 6TO and SIE. James has been in the securities industry since December 4, 2023 and currently works out of the PFS Investments Inc. branch office located in Lehi, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
12/04/2023 - Present
PFS Investments Inc. (LEHI UT)
BC
Issued 02/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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