Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Fritz is a registered representative and investment advisor representative with J.p. Morgan Securities LLC. James has been in the securities industry for over 15 years. James has a broad range of experience in the financial services industry, including experience with TD Ameritrade, Inc., Morgan Stanley Smith Barney, MBSC Securities Corporation, Fortigent Securities Company, LLC, and SunTrust Investment Services, Inc. James holds Series 7, 63, and 66 securities licenses. James is also registered in numerous states across the U.S. and is a licensed investment advisor representative. James is committed to providing comprehensive financial planning and investment management services to individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
11/21/2022 - Present
J.p. Morgan Securities LLC (Ft. Lauderdale FL)
FL
04/27/2011 - 03/09/2021
TD AMERITRADE, INC. (FT. LAUDERDALE FL)
FL
12/15/2009 - 12/16/2010
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
NY
07/09/2008 - 09/18/2009
MBSC SECURITIES CORPORATION (NEW YORK NY)
MD
09/21/2007 - 04/07/2008
FORTIGENT SECURITIES COMPANY, LLC. (ROCKVILLE MD)
FL
07/11/2006 - 07/12/2007
SUNTRUST INVESTMENT SERVICES, INC. (BOCA RATON FL)
BC
Issued 12/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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