Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Friedland is a financial professional with over 30 years of experience in the industry. He has held positions at several prominent firms including Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC, and R.W. Pressprich & Co. He is currently registered with Fidelity Brokerage Services LLC in Covington, KY. James Friedland is licensed to offer securities and investment advisory services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
02/24/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NY
10/28/2020 - 02/02/2023
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
11/17/2008 - 07/22/2020
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/14/1996 - 09/17/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/22/1987 - 01/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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