Unclaimed
James Freda is a financial advisor with Hennion & Walsh, Inc.. James is registered with the state of New Jersey as a broker. James obtained his Series 7TO, Series 63 and SIE licenses. James has been active in the financial services industry since September 4, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
09/05/2023 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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