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James Michael Fogle

Cetera Advisors LLC

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About James Michael Fogle

James Michael Fogle has been in the financial services industry since August 17, 2001. Currently, James is registered with Cetera Advisors LLC. Previously, James was registered with LPL Financial LLC and WS Griffith Securities, Inc. James holds Series 6, SIE, and Series 63 licenses.

Firm Information

James Fogle is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Fogle’s Registration & Firm History

PA

04/09/2021 - Present

Cetera Advisors LLC (MURRYSVILLE PA)

PA

06/15/2004 - 04/22/2021

LPL FINANCIAL LLC (RENFREW PA)

CT

08/17/2001 - 06/16/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 09/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Michael Fogle.
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