Unclaimed
James Michael Fogle has been in the financial services industry since August 17, 2001. Currently, James is registered with Cetera Advisors LLC. Previously, James was registered with LPL Financial LLC and WS Griffith Securities, Inc. James holds Series 6, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/09/2021 - Present
Cetera Advisors LLC (MURRYSVILLE PA)
PA
06/15/2004 - 04/22/2021
LPL FINANCIAL LLC (RENFREW PA)
CT
08/17/2001 - 06/16/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 09/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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