linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Michael Fleig

TP Icap Global Markets Americas LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Michael Fleig

James Michael Fleig is a registered representative with TP Icap Global Markets Americas LLC in New York, NY. James has been in the securities industry since 1985. Prior to his current position, James was employed at Tullett Prebon Financial Services LLC, Chapdelaine Tullett Prebon, LLC, Municipal Partners Inc., J. F. Hartfield & Co., INC., J.J. Kenny Drake, INC., Chapdelaine & Co., Wolfe & Hurst Securities Inc., and R. D. White & Company.

Firm Information

James Fleig is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Fleig’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

06/01/2012 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

09/27/1999 - 06/01/2012

CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)

NY

03/12/1998 - 07/13/1999

MUNICIPAL PARTNERS INC. (NEW YORK NY)

NJ

04/12/1993 - 02/26/1998

J. F. HARTFIELD & CO., INC. (JERSEY CITY NJ)

NY

05/09/1990 - 02/09/1993

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NA

06/18/1985 - 08/05/1989

CHAPDELAINE & CO.

NA

04/11/1984 - 04/22/1985

WOLFE & HURST SECURITIES INC.

NA

10/19/1983 - 04/11/1984

R. D. WHITE & COMPANY

Not sure if James Michael Fleig is right for you?

Licenses & Designations

BC

Issued 07/12/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Michael Fleig.
Not sure if James Michael Fleig is right for you?