Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fay is a financial professional with over 30 years of experience in the industry. James is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2008. James has previously worked with several other firms including First Montauk Securities Corp., Capital Analysts, Incorporated, Hackett Associates, Inc., and Chubb Securities Corporation. James is registered to provide investment advice in several states, including Pennsylvania, Texas, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, South Carolina, Virginia, West Virginia and Wisconsin. James holds several professional licenses including Series 6, 7, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
11/05/2019 - Present
Cambridge Investment Research Advisors, Inc. (STATE COLLEGE PA)
PA
09/02/2003 - 12/31/2007
FIRST MONTAUK SECURITIES CORP. (STATE COLLEGE PA)
OH
10/30/1992 - 09/03/2003
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
PA
04/26/1991 - 11/06/1992
HACKETT ASSOCIATES, INC. (WYOMISSING PA)
IN
09/10/1990 - 04/29/1991
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
BOTH
Issued 05/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Fay is the right advisor for you? Invested Better is here to help.
