Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Ertel is a registered representative associated with Finalis Securities LLC. James is a licensed securities professional with experience in the financial industry. He has held prior positions at Stillpoint Capital, LLC, and holds licenses for Series 63, 79TO, SIE and 82 exams. James is licensed to sell securities in Florida and Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2021 - Present
Finalis Securities LLC (New York NY)
FL
10/15/2012 - 03/31/2021
STILLPOINT CAPITAL, LLC (TAMPA FL)
BC
Issued 08/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2012
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
Not sure James Ertel is the right advisor for you? Invested Better is here to help.
