Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Egan is a financial advisor registered with Stifel, Nicolaus & Company, Inc. and has been in the industry since 2004. Egan has held previous positions with BARCLAYS CAPITAL INC. and SANFORD C. BERNSTEIN & CO., LLC. Egan has a wide range of experience, with expertise in financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. Egan holds the Series 3, Series 7, Series 31, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
11/17/2010 - 12/04/2015
BARCLAYS CAPITAL INC. (BOSTON MA)
MA
05/04/2004 - 12/02/2010
SANFORD C. BERNSTEIN & CO., LLC (BOSTON MA)
BOTH
Issued 05/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2014
Series 3 - National Commodity Futures Examination
BC
Issued 05/13/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Egan is the right advisor for you? Invested Better is here to help.
