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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Devin is a financial advisor with over 28 years of experience in the industry. James Michael Devin is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2014. Previously, James Michael Devin worked at PNC Investments, SunTrust Investment Services, Inc., Banc of America Investment Services, Inc., CitiCorp Investment Services, and NationsSecurities. James Michael Devin holds the Series 63, Series 65, Series 7, and Series 24 licenses. James Michael Devin is also a Certified Financial Planner. James Michael Devin specializes in providing financial planning, portfolio management for individuals and businesses, investment consulting services to institutional clients, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/24/2014 - Present
Wells Fargo Clearing Services, LLC (COLUMBIA MD)
MD
06/18/2008 - 09/24/2014
PNC INVESTMENTS (HANOVER MD)
MD
05/04/2005 - 06/27/2008
SUNTRUST INVESTMENT SERVICES, INC. (PIKESVILLE MD)
MA
03/02/1999 - 04/25/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/02/1997 - 03/04/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
06/10/1994 - 07/30/1997
NATIONSSECURITIES
IA
Issued 12/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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