Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Derosa is a financial advisor with Allstate Financial Advisors, LLC and has been in the industry since 1978. James is registered with the state of New Jersey as an investment advisor representative and has a Series 65, Series 63, Series 53, Series 24, Series 7, and Series 1 license. James also holds a Chartered Financial Consultant designation. In addition to working for Allstate Financial Advisors, LLC James is a servicing representative for BenefitMall.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Third party advisory fees
1
2
NJ
03/23/2023 - Present
Allstate Financial Advisors, LLC (Randolph NJ)
NJ
06/15/2009 - 07/12/2010
AMERITAS INVESTMENT CORP. (FORT LEE NJ)
NY
04/23/2008 - 06/23/2009
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
06/29/2006 - 02/22/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NJ
05/01/2001 - 06/12/2006
WADDELL & REED, INC. (MORRISTOWN NJ)
NJ
11/25/1996 - 05/07/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/18/1982 - 08/13/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/03/1978 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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