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James Michael Deren

Nicol Investors Corp.

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About James Michael Deren

James Michael Deren is a financial advisor with Nicol Investors Corp. based in Granite City, Illinois. James has been in the securities industry since June 15, 2000 and has a Series 7 and Series 63 license. Deren has held positions at C C F Investments, Inc. in Greensboro, Georgia, The Leaders Group, Inc. in Littleton, Colorado, and Royal Alliance Associates, Inc. in Scottsdale, Arizona. James is registered in Colorado, Florida, Missouri, and Oklahoma.

Firm Information

James Deren is currently registered with Nicol Investors Corp.. Nicol Investors Corp. is a Corporation formed in August 2002. It is approved and registered in 27 states and holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Deren’s Registration & Firm History

IL

01/04/2010 - Present

Nicol Investors Corp. (GRANITE CITY IL)

GA

02/01/2006 - 12/31/2009

C C F INVESTMENTS, INC. (GREENSBORO GA)

CO

04/24/2003 - 12/31/2005

THE LEADERS GROUP, INC. (LITTLETON CO)

AZ

01/24/2000 - 01/03/2003

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 05/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Michael Deren.
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