Unclaimed
James Michael Deren is a financial advisor with Nicol Investors Corp. based in Granite City, Illinois. James has been in the securities industry since June 15, 2000 and has a Series 7 and Series 63 license. Deren has held positions at C C F Investments, Inc. in Greensboro, Georgia, The Leaders Group, Inc. in Littleton, Colorado, and Royal Alliance Associates, Inc. in Scottsdale, Arizona. James is registered in Colorado, Florida, Missouri, and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/04/2010 - Present
Nicol Investors Corp. (GRANITE CITY IL)
GA
02/01/2006 - 12/31/2009
C C F INVESTMENTS, INC. (GREENSBORO GA)
CO
04/24/2003 - 12/31/2005
THE LEADERS GROUP, INC. (LITTLETON CO)
AZ
01/24/2000 - 01/03/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 05/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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