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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael DeHority is an Investment Advisor Representative at TD Capital Management LLC. James Michael DeHority has been in the financial industry for over 30 years. James Michael DeHority has previously worked at several firms including Dearborn Capital Markets Group, LLC, Southwest Securities, Inc., Shay Financial Services, Inc., Raymond James & Associates, Inc., Scott & Stringfellow, Inc., Wunderlich Securities, Inc., Dain Rauscher Incorporated, McDonald Investments Inc., and Ibaa Securities Corporation. James Michael DeHority is licensed in Tennessee. TD Capital Management LLC specializes in portfolio management for individuals and businesses and offers financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
08/07/2018 - Present
TD Capital Management LLC (Memphis TN)
MO
05/06/2016 - 01/11/2017
DEARBORN CAPITAL MARKETS GROUP, LLC (JEFFERSON CITY MO)
TN
04/05/2013 - 05/21/2014
SOUTHWEST SECURITIES, INC. (MEMPHIS TN)
TN
11/09/2010 - 05/16/2012
SHAY FINANCIAL SERVICES, INC. (MEMPHIS TN)
TN
09/20/2005 - 10/12/2010
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
VA
08/25/2003 - 09/27/2005
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
TN
01/12/2001 - 08/20/2003
WUNDERLICH SECURITIES, INC. (MEMPHIS TN)
NY
11/20/1998 - 01/17/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
OH
06/05/1996 - 11/30/1998
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
TN
07/09/1992 - 06/04/1996
IBAA SECURITIES CORPORATION (MEMPHIS TN)
TN
06/22/1992 - 06/04/1996
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
BOTH
Issued 09/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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