linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Michael Crawley

Interactive Brokers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Michael Crawley

James Crawley is a financial advisor who is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Illinois. James has been in the financial industry since January 4, 2017. James is currently employed with Interactive Brokers LLC. Before joining Interactive Brokers LLC, James worked at MORGAN STANLEY and E*TRADE SECURITIES LLC.

Firm Information

James Crawley is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Crawley’s Registration & Firm History

IL

10/20/2023 - Present

Interactive Brokers LLC (CHICAGO IL)

GA

03/20/2023 - 06/09/2023

MORGAN STANLEY (Alpharetta GA)

GA

08/26/2016 - 06/09/2023

E*TRADE SECURITIES LLC (Alpharetta GA)

Not sure if James Michael Crawley is right for you?

Licenses & Designations

BC

Issued 09/06/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/17/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Michael Crawley.
Not sure if James Michael Crawley is right for you?