Unclaimed
James Michael Cordero is a financial professional registered with Vanguard Marketing Corp. James Michael Cordero is licensed to offer securities and investment advisory services in 53 states and territories. James Michael Cordero has been in the industry since May 9, 2022. James Michael Cordero has passed the Series 7TO, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/10/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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