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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Cohen is a financial advisor with Raymond James & Associates, Inc., located in Birmingham, MI. James has been in the industry since February 17, 2014 and has experience working with various clients, including individuals, high-net-worth individuals, businesses, corporations, insurance companies, pension plans and charitable organizations. James is registered as a registered representative in the state of Michigan. In addition to his Series 7, 9, 10 and 66 licenses, James holds the SIE exam license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/01/2021 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
08/05/2020 - 08/30/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
FL
07/08/2013 - 12/24/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG FL)
BOTH
Issued 11/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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