Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Cocita is a financial advisor with over 10 years of experience in the securities industry. James currently works for Brown, Gibbons, Lang & Co. Securities, LLC. Previously, James worked for firms such as Candlewood Securities, LLC and Ancora Securities, Inc. James Cocita has a Series 63, Series 7, Series 86, Series 87 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
06/15/2015 - Present
Brown, Gibbons, Lang & Co. Securities, LLC (CLEVELAND OH)
OH
05/22/2013 - 05/08/2015
CANDLEWOOD SECURITIES, LLC (CLEVELAND OH)
OH
09/08/2011 - 04/16/2013
ANCORA SECURITIES, INC. (CLEVELAND OH)
OH
09/08/2011 - 04/16/2013
NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)
BC
Issued 11/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/22/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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