Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Clark is a financial advisor with Private Advisor Group, LLC. James Michael Clark has been in the industry since August 2006. James Michael Clark is licensed to provide investment advice in Connecticut, New Hampshire, New Jersey, New York, Pennsylvania and Texas. James Michael Clark holds the Series 3, 7, 63, 66 and SIE licenses. The advisor is a registered representative of LPL Financial, LLC. James Michael Clark also works with Stonedam Financial Advisors, DBA for LPL Business and Stonedam Asset Management LLC, DBA for LPL Business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CT
09/07/2023 - Present
Private Advisor Group, LLC (Fairfield CT)
CT
08/09/2006 - 05/10/2023
UBS SECURITIES LLC (STAMFORD CT)
BOTH
Issued 08/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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