Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Chirdo is a financial advisor who has been in the industry since 1999. Currently, James is registered with Rockefeller Financial LLC in New York, NY. James has previously worked at several other firms, including AXIOM CAPITAL MANAGEMENT, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BROADCORT CAPITAL CORP. and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. James holds several licenses and certifications including Series 63, Series 24, Series 99TO, SIE and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/21/2018 - Present
Rockefeller Financial LLC (NEW YORK NY)
NY
08/28/2018 - 01/18/2019
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
06/19/2002 - 05/08/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/26/2001 - 07/18/2002
BROADCORT CAPITAL CORP. (NEW YORK NY)
NJ
12/18/1998 - 10/29/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 03/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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