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James Michael Carter

Park Avenue Securities LLC

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About James Michael Carter

James Michael Carter is a registered representative and investment advisor representative with Park Avenue Securities LLC, based in FORT MYERS, FL. James Michael Carter is active in both broker-dealer and investment advisor capacities. James Michael Carter has been in the financial services industry since 2017, holding positions at a variety of firms including Guardian Life Insurance Company and Trilogy Home Health. James Michael Carter has passed the Series 7TO, SIE, and Series 66 exams and holds registrations in 24 states. James Michael Carter specializes in financial planning, portfolio management for individuals, and educational seminars.

Firm Information

James Carter is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Carter’s Registration & Firm History

FL

06/06/2023 - Present

Park Avenue Securities LLC (FORT MYERS FL)

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Licenses & Designations

BOTH

Issued 02/07/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Michael Carter.
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