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James Michael Bushman

B. C. Ziegler AND Co.

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About James Michael Bushman

James Michael Bushman is a principal at B. C. Ziegler AND Co. James has been in the industry since April 1984, working with clients in various capacities, including investment banking, municipal securities, and operations. James holds Series 7, 24, 52TO, 53, 54, 63, 79TO, 99TO, and 14 licenses. In addition to his series exams, James holds the SIE and the Series 65 licenses, demonstrating his commitment to staying up-to-date on the latest industry regulations and best practices.

Firm Information

James Bushman is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bushman’s Registration & Firm History

IL

04/18/1984 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

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Licenses & Designations

IA

Issued 03/13/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/04/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/07/2022

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 12/09/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/27/1988

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/21/2020

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Michael Bushman.
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