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James Michael Bruckner

Robinhood Securities, LLC

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About James Michael Bruckner

James Michael Bruckner is a financial advisor with over 18 years of experience in the financial services industry. James has been registered with Robinhood Securities, LLC since July 10, 2024. Prior to joining Robinhood, James worked for TD Ameritrade, Inc., Scottrade, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. James holds the Series 3, 7, 24, 55, 57TO and 66 licenses and the SIE exam. He is registered in Missouri.

Firm Information

James Bruckner is currently registered with Robinhood Securities, LLC. Robinhood Securities, LLC is a Limited Liability Company formed in 2016 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bruckner’s Registration & Firm History

FL

07/10/2024 - Present

Robinhood Securities, LLC (Lake Mary FL)

NE

01/18/2018 - 07/07/2021

TD AMERITRADE, INC. (OMAHA NE)

MO

08/16/2006 - 09/10/2018

SCOTTRADE, INC. (ST LOUIS MO)

MO

08/03/2004 - 08/01/2006

AMERIPRISE FINANCIAL SERVICES, INC. (CHESTERFIELD MO)

MN

08/03/2004 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/18/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2018

Series 3 - National Commodity Futures Examination

BC

Issued 09/03/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Michael Bruckner.
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