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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Brown is an investment advisor representative who is registered with Centaurus Financial, Inc. James is a licensed investment advisor representative with over 20 years of experience. James has a Series 6, Series 65 and SIE licenses. James Michael Brown works with individuals, corporations, and high-net-worth individuals. He is a financial planner who provides portfolio management services, educational seminars and market timing services. James Michael Brown was previously registered with Brecek & Young Advisors, Inc. and Legacy Financial Services, Inc.. James Michael Brown also operates a DBA called Charter Financial Resources, LLC and is an insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/29/2008 - Present
Centaurus Financial, Inc. (HIGHLANDS RANCH CO)
CO
07/05/2007 - 04/23/2008
BRECEK & YOUNG ADVISORS, INC. (GREENWOOD VILLAGE CO)
CO
06/21/2005 - 07/05/2007
LEGACY FINANCIAL SERVICES, INC. (LAKEWOOD CO)
CA
12/18/1998 - 10/18/2004
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
IA
Issued 02/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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