Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Brigham is an active broker and investment advisor representative. Brigham has been in the industry since January 4, 1992. Brigham is currently registered with Morgan Stanley. Prior to that, Brigham was registered with CITIGROUP GLOBAL MARKETS INC., ABN AMRO FINANCIAL SERVICES, INC., LAUGHLIN GROUP ADVISORS, INC., ABN AMRO INVESTMENT SERVICES, INC., GNA SECURITIES, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Brigham is licensed to provide investment advice in Illinois, Texas, and is also registered as a broker in several states. Brigham holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Brigham's specializations include asset allocation, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/26/2020 - Present
Morgan Stanley (Oak Brook IL)
IL
09/10/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DEERFIELD IL)
IL
04/01/1998 - 10/07/2004
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NE
10/29/1993 - 04/01/1998
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
IL
02/03/1993 - 11/09/1993
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
VA
01/08/1993 - 01/26/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NJ
10/07/1991 - 10/16/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/07/1991 - 10/16/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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