Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Bray is a financial advisor at Steelpeak Wealth, LLC. James Bray has been working in the financial services industry since 2004. James Bray has experience working with a range of clients including individuals, corporations, trusts, and retirement plans. James Bray also holds the CERTIFIED FINANCIAL PLANNER™ designation. James Bray provides financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/01/2023 - Present
Steelpeak Wealth, LLC (WOODLAND HILLS CA)
CA
11/02/2018 - 05/05/2023
ROYAL ALLIANCE ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
07/17/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
02/13/2015 - 07/18/2017
PURSHE KAPLAN STERLING INVESTMENTS (NEWPORT BEACH CA)
CA
09/10/2010 - 02/18/2015
WELLS FARGO ADVISORS, LLC (MISSION VIEJO CA)
CA
06/01/2009 - 09/27/2010
MORGAN STANLEY SMITH BARNEY (MONARCH BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MONARCH BEACH CA)
CA
06/25/2004 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
BOTH
Issued 07/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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