Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Bradley is an investment professional registered with Aon Securities LLC. James is a Series 7, Series 63, Series 79 and SIE licensed individual. James has worked in the financial industry since February 2, 2015. James is licensed to conduct business in 51 states and the District of Columbia. James is a registered representative of Aon Securities LLC and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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NY
04/16/2020 - Present
AON Securities LLC (NEW YORK NY)
NY
06/04/2014 - 08/15/2019
JARDINE LLOYD THOMPSON CAPITAL MARKETS INC (NEW YORK NY)
BC
Issued 09/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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