Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bertram is a registered representative with Houlihan Lokey Capital, Inc. James is licensed in Georgia and holds Series 63, SIE, and Series 79 licenses. James joined Houlihan Lokey Capital, Inc. in May 2018 and has over 5 years of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
05/29/2018 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
BC
Issued 05/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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