Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Bernard is a financial advisor who has been working in the industry since 1994. James is registered with the state of Ohio and currently works at Ancora Advisors LLC. Before joining Ancora Advisors LLC, James was registered with several other firms including Inverness Securities, LLC, America Northcoast Securities, Inc., Safeguard Securities, Inc., Ancora Securities, Inc., Fifth Third Securities, Inc., Fifth Third/Maxus Securities Inc., and Piper Jaffray Inc. James is also a CFA charter holder and holds the Series 7, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Insurance & credit and cash management solutions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Revenue sharing with frs, and on credit and cash mgmt solutions
1
2
OH
08/04/2011 - Present
Ancora Advisors LLC (MAYFIELD HEIGHTS OH)
OH
01/15/2016 - 06/03/2019
INVERNESS SECURITIES, LLC (Cleveland OH)
OH
04/07/2014 - 06/26/2017
AMERICA NORTHCOAST SECURITIES, INC. (Cleveland OH)
OH
04/09/2013 - 12/31/2015
SAFEGUARD SECURITIES, INC. (MAYFIELD HEIGHTS OH)
OH
05/19/2006 - 04/09/2013
ANCORA SECURITIES, INC. (CLEVELAND OH)
OH
12/15/2001 - 05/26/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
02/19/1999 - 12/15/2001
FIFTH THIRD/MAXUS SECURITIES INC (CLEVELAND OH)
MN
01/01/1994 - 01/13/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 12/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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