Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Barry is an active advisor at Keefe, Bruyette & Woods, Inc. James has been in the industry since September 25, 2018 and is currently registered with FINRA. James also has previous experience with Stifel Independent Advisors, LLC, Stifel, Nicolaus & Company, Inc., and Miller Buckfire & Co., LLC. James has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). James has been licensed in Missouri and is located at the Saint Louis, Missouri office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
06/08/2023 - Present
Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)
NY
06/08/2023 - 08/01/2023
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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