Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Barry is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. James is a registered representative with the state of Florida and a resident of Texas. James has been in the financial industry since 1983 and has worked at multiple firms, including Morgan Stanley and Securities America, Inc. James is also a registered investment advisor. James has a broad range of experience in financial planning, investment management, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/08/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
12/01/2009 - 06/30/2016
MORGAN STANLEY (BOCA RATON FL)
FL
11/21/2005 - 12/03/2009
SECURITIES AMERICA, INC. (BOCA RATON FL)
FL
03/20/1984 - 01/23/2006
ASSET MANAGEMENT SECURITIES CORP. (BOCA RATON FL)
NA
08/09/1983 - 04/19/1984
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
BOTH
Issued 12/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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