Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Baker is an investment advisor representative at First Citizens Investor Services, Inc. James has been working in the financial services industry for over 14 years. James is registered with the state of North Carolina and is also registered with FINRA. James has a Series 7 and Series 66 license. James is a member of the St Andrews Condominiums HOA board, not investment related.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
07/15/2020 - Present
First Citizens Investor Services, Inc. (Garner NC)
NC
12/11/2013 - 07/15/2020
LPL FINANCIAL LLC (PINEHURST NC)
NC
07/30/2009 - 12/24/2013
WELLS FARGO ADVISORS, LLC (SOUTHERN PINES NC)
BOTH
Issued 08/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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