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James Michael Armour

Ausdal Financial Partners, Inc.

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About James Michael Armour

James Michael Armour is a financial advisor at Ausdal Financial Partners, Inc., with over 40 years of experience in the financial industry. He is a registered representative and investment advisor representative in the state of Minnesota. James has experience working with a wide range of clients including high net worth individuals, corporations, and charitable organizations. He specializes in providing financial planning, portfolio management, and advice on UMA platforms. He is committed to helping clients achieve their financial goals. James is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Firm Information

James Armour is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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James Armour’s Registration & Firm History

MN

01/02/2015 - Present

Ausdal Financial Partners, Inc. (WAYZATA MN)

MN

07/07/2000 - 04/29/2011

WORKMAN SECURITIES CORPORATION (WAYZATA MN)

NY

03/02/1998 - 07/10/2000

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

09/17/1996 - 03/02/1998

DAIN RAUSCHER INCORPORATED

NJ

05/30/1990 - 08/26/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

10/15/1986 - 05/24/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

09/24/1985 - 10/08/1986

LTPC, LTD.

NA

03/10/1980 - 09/26/1985

MIDLAND MANAGEMENT CORP.

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Licenses & Designations

IA

Issued 12/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/14/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/1983

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1983

Series 7 - General Securities Representative Examination

BC

Issued 02/28/1980

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for James Michael Armour. Review regulatory record here.
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