Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Anderson is a financial advisor who is currently registered with Northwestern Mutual Investment Services, LLC. James is a seasoned professional with over 20 years of experience in the financial services industry. James's primary focus is helping clients reach their financial goals through comprehensive investment management services. James is committed to providing personalized, high-quality advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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IN
05/09/2011 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
WI
01/11/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 05/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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