Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Adgar is a registered representative with Planmember Securities Corp. James has been in the securities industry since January 2004. James is also an Investment Adviser Representative. James is located in CARPINTERIA, CA and has experience in investment advisory services, financial planning, pension consulting, educational seminars, and selection of other advisers. James has worked with Planmember Securities Corp. since October 2019. Prior to joining Planmember Securities Corp., James worked with LPL FINANCIAL LLC and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/04/2019 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
11/29/2017 - 09/27/2019
LPL FINANCIAL LLC (ALAMEDA CA)
CA
10/26/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (ALAMEDA CA)
CA
08/13/2008 - 10/29/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (SAN JOSE CA)
CA
09/03/2004 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SAN JOSE CA)
CA
01/05/2004 - 09/02/2004
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
IA
Issued 12/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2010
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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