linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Meyers

Axos Clearing LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Meyers

James Meyers has been in the financial services industry since 2003. James is currently registered with Axos Clearing LLC. James has previously worked with firms such as Ameriprise Financial Services, LLC, American Enterprise Investment Services Inc. and Securities America, Inc. James holds Series 7, 24, 63, 99TO and SIE licenses.

Firm Information

James Meyers is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Meyers’s Registration & Firm History

NE

01/08/2024 - Present

Axos Clearing LLC (Omaha NE)

MN

03/01/2023 - 01/13/2024

AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)

MN

01/18/2023 - 01/13/2024

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)

NE

05/18/2018 - 08/01/2022

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

08/26/2016 - 05/16/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

11/12/2010 - 05/16/2018

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)

MN

04/20/1998 - 11/09/2000

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

NY

08/23/1994 - 07/13/1998

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

MI

01/06/1993 - 06/24/1994

FIRST OF MICHIGAN CORPORATION (DETROIT MI)

Not sure if James Meyers is right for you?

Licenses & Designations

BC

Issued 01/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Meyers.
Not sure if James Meyers is right for you?